. Besides, the persons named in the criminal complaint filed by the SEC are deemed as having untrustworthy characteristics of director and executive of a publicly held company. This caused the termination of
shorter approval period. By 2017, the SEC set to achieve the average listed company per auditor ratio at 3:1 whereas the current ratio is 4:1, representing 15% annual increase (30 auditors a year
conditions under the contract made with the responsible securities company. Thus, investors should be fully aware of risks associated with such specific type of trading
ของเงินสดหรือหลักทรัพย์ระยะสั้น (Cash Company)ขณะที่การขึ้นเครื่องหมาย H (Trading Halt) และเครื่องหมาย SP (Trading Suspension) เป็นการสั่งพักการซื้อขาย เมื่อมีเหตุการณ์กระทบต่อการตัดสินใจของผู้ลงทุน
market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5) Concentration in corporate bonds of any issuing company must not
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market
after the issuer has become a listed company. SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC always emphasizes the importance of information disclosure of listed companies to make sure that
meeting in person and submit questions to the company prior to the meeting date. _________________________
การอนุญาตให้เสนอขายหุ้นที่ออกใหม่ ข้อ 28 แห่งประกาศ ทจ. 28/2551 ได้ถูกยกเลิกแล้ว ปัจจุบันหลักเกณฑ์เกี่ยวกับการเสนอขายหุ้นแบบ PP (ราคาต่ำ) ซึ่งใช้บังคับเฉพาะ listed company กำหนดอยู่ใน