development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC
, inflating and stabilizing the share price as well as matching orders within the group which caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM shares
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM trading values and volumes and lure the general public to trade such shares.Their actions were
the United Nations Center in Vienna, Austria. The aforesaid Draft Act is a collective effort of the Business Security Law Drafting Task Force, which comprises representatives from public and private
Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs
hinder the impact affecting the investors, the capital market, and the country’s economy. This public hearing is the result from the reasons thereof, which proposes the revision of the report forms of
clients’ assets, follow the current regulations on holding shareholders’ equity as the capital requirement.SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing
ตามที่สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้ออกหลักเกณฑ์ให้บริษัทที่เสนอขายหุ้นต่อประชาชนครั้งแรก (Initial Public Offering: IPO) หรือ เสนอขายหุ้นเพิ่มทุนต่อประชาชน (Secondary
Earlier, SEC conducted a public hearing on the principle of understanding investment in leasehold funds and funds with revenue sharing agreements and the fund/trust disclosure of investment return