called ?investment supermarket? to allow other potential intermediaries to enter the capital market, thereby providing investors with more convenient access, as well as comparative data of asset management
accomplished multiple goals simultaneously; for instance, intermediaries and the exchanges? fundamentals remained sound and solid and thus strengthened their resilience to volatility. On progress of sustainable
aggressive role in developing the market, supervising intermediaries and establishing effective communication with stakeholders under the 4P?s Principle which consists of the following attributes
representatives of PTTGC did not attend the Board of Directors Meeting for this specific matter and had no right to vote. 1) Ms. Duangkamol Settanung Director 2) Mr. Narongsak Jivakanun Director 7. Opinions of the
with the SEC Office. Seeking opinions on legal matters: Persons who seek opinions/names of representatives/participants of meetings from other organizations/persons under consideration Work under the
construction project of the new parliament building and accompanying buildings of the Secretariat of the House of Representatives, Computer network system trading project for information use of the Thai Red
for Establishing Branch Offices of Intermediaries dated 26 June 2013). Details Yes No 4.1 Maintenance of net capital or shareholders' equity: (a) In case of intermediary subject to the net capital rules
Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
) Intermediaries ( 2 ) Financial Report ( 1 ) IPO ( 1 ) Market Data ( 1 ) Market Professionals ( 1 ) More >> Documents Adobe PDF ( 1,377 ) Microsoft Word ( 128 ) aspx ( 62 ) Microsoft Excel ( 10 ) Microsoft Word X
) Act and Royal Enactment ( 17 ) About SEC ( 8 ) Enforcement ( 4 ) Intermediaries ( 4 ) Market Data ( 4 ) Market Professionals ( 4 ) Strategic Plan ( 4 ) More >> Documents Adobe PDF ( 546 ) aspx ( 137