follows: (1) During February – March 2017, Nutnicha solicited a client to buy IPO shares of a company, claiming that she had the right to buy such shares as an employee of Apple Wealth Securities. She
infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the https://publish.sec.or.th/nrs/5883pe.doc DRAFT
เว็บไซต์ Company Abbreviation Company Name Website KTX บล. กรุงไทย เอ็กซ์สปริง จำกัด http://www.krungthaixspring.com KSS บมจ. บล. กรุงศรี http://www.krungsrisecurities.com KCS บมจ. บล. กรุงศรี พัฒนสิน http
บริษทั จ ีสตลี จาํกดั (มหาชน) G Steel Public Company Limited ทะเบียนเลขที่ 0107538000746 สาํนกังานใหญ่: 88 ปาโซ่ ทาวเวอร์ ชั้น 18 ถนนสีลม แขวงสุริยวงศ ์เขตบางรัก กรุงเทพ 10500โทร (66) 02-634-2222
Exchange Commission: As I, …….….(name)………………, a certified public accountant No….…..., have been approved by the SEC Office to be an auditor of the business specified in Clause 3 of the Notification of the
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
service and soliciting the public to invest in digital assets, which may be liable to fraud and cause damage to the public. Pursuant to the Royal Decree on Digital Asset Businesses B.E. 2561 (2018), the
Bangkok, March 31, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing financial reporting of securities companies and derivatives business operators.? The amendment
operations, with a view to grouping the relevant regulations of the operation system and the provision of services to facilitate business operators.The public hearing is intended to propose the draft