countries are unable to calculate the NAV at the end of the trading day due to time zone differences. Therefore, the mutual fund management company may request from the SEC a relaxation on the requirement
Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in
, the mutual fund management company may request from the SEC a relaxation on the requirement related to the timing for calculation and announcement of the NAV and the investment unit value, the offering
performance for 3-month period ended September 30, 2017. To Managing Director The Stock Exchange of Thailand The Operating results of the company and its subsidiaries for the 3-month period ended September 30
securities analysis ” means an article or research paper which is prepared by a securities company to give advice to investors, directly or indirectly, on the value of securities, the suitability of investment
analysis” means an article or research paper which is prepared by a securities company to give advice to investors, directly or indirectly, on the value of securities, the suitability of investment related
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
appoints as an agent to perform duties relating to the custody of mutual fund assets; “Management company” means any securities company licensed to undertake securities business in the category of mutual