investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the

operating systems that support all five steps of the complete wealth advice process, namely (1) exploring and understanding customers, (2) constructing an investment portfolio, (3) implement the portfolio

Kong and Thai capital market participants and expand the business opportunities for the cross-border offerings of funds under the HK-TH MRF, following the Memorandum of Understanding between the

sustainability. ---------------------Note: The research paper was presented under the Memorandum of Understanding between the SEC and Chulalongkorn University, Thammasat University, Kasetsart University and

of instruments while intermediaries and selling agents must have in place the procedure to ensure their clients? understanding of associated investment risks and returns before making investment

? attitudes and risk tolerances. The research recommended guidelines to develop and encourage retirement savings.Note: The research paper was presented under the Memorandum Of Understanding between the SEC and

better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management

place of trading. In addition, the regulation writing method has been simplified through the use of diagrams and tables to facilitate asset management companies’ better understanding and proper

General ร่วมลงนามบันทึกความเข้าใจ (Memorandum of Understanding: MoU) เพื่อเสริมสร้างความร่วมมือในการกำกับดูแลและพัฒนาตลาดทุนของทั้งสองประเทศ MoU ดังกล่าวครอบคลุมการแลกเปลี่ยนข้อมูลระหว่างกันในการป้องปรามและ

Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to