Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
unprofessional performance of duties in contravention of the Notification of the Capital Market Supervisory Board. The SEC has therefore imposed a 12-month suspension as a capital market investment consultant
In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common
237.05 Million Baht. The overall operating results for the three-months period of year 2019 compare to the same period of year 2016 is shown in table 1 below. Table 1 provides an overview of performance
increased in an amounting of Baht 8.82 million due to receiving a loan to compensate for the purchase of land together with the construction of 2-storey buildings and the purchase of Hemodialysis machines
give more emphasis on this matter.” In this regard, SEC is proposing an amendment to the rules on renewal of approval for personnel in capital market businesses whereby an ESG course would be
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of
เมื่อวันที่ 25 พฤศจิกายน 2563 และถ่ายทอดสดผ่านทางเฟซบุ๊กไลฟ์ เพจ “Embassy of the Netherlands in Thailand”ทั้งนี้ Minister Sigrid Kaag, Minister for Foreign Trade and Development Cooperation of the
Thai Knowledge for Capital Market Sign In การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณ