The MoU was signed by Mr. Ian Johnston, Chief Executive of DFSA, and Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, on 18 October 2022.The agreement provides a framework for ease of cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said: “As the financial services sector evolves at an unprecedented pace, it is key for regulato...
The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, sta...
Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to ensure compliance with respective laws and developing capital markets of the two countries. The MoU, signed by SEC Secretary-General Vorapol Socatiyanurak and SECC Director General Ming Bankosal, aims at facilitating the exchange of information for the purpose of law enforcement, elevating capability...
market environment. While digital asset businesses are innovative and constantly related to technological advancement and financial innovation, SEC continues to promote the optimal use of digital assets
หัวข้อ “Gender Diversity for a Fair Business Environment” โดยได้กล่าวถึงแนวทางการดำเนินการที่สำคัญของ ก.ล.ต. ในการส่งเสริมเรื่องความเท่าเทียมกันทางเพศ ซึ่งเป็นเป้าหมายหนึ่งของเป้าหมายการพัฒนาที่ยั่งยืนของ
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Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company not submitting the latest annual financial statements within the specified period, the SEC will ca...
SEC Secretary-General Ruenvadee Suwanmongkol, along with SEC Deputy Secretary-General Sirivipa Supantanet, and management team met with H.E. Mr. Sou Socheat, Director General of the Securities and Exchange Commission of Cambodia (SECC), and executives in Phnom Penh, Cambodia, on August 5, 2019.On this occasion, both regulators exchanged views on cooperation and assistance that the SECC and SEC Thailand will provide to each other with regard to cross-border equity offering and depositary re...
Dr. Chaiwat Wibulswasdi, Chairman, Capital Market Development Fund, revealed that the CMDF board has approved in principle by supporting the Thai Capital Market’s digital infrastructure under the cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development of businesses for business operators in the capital market. This is in line with the objectiv...