manager” means a mutual fund manager or a private fund manager who is responsible for making decisions regarding investments in or disposals of securities or other assets that are not immovable properties
advisory service, ranging from the level of the department director to the manager; “department director” means any person who is responsible for the internal operation of a department in the company
mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Fund manager” means any natural
category of mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Fund manager” means
; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Fund manager” means any natural person who is authorized
may be; “auditor” means a certified public accountant who has obtained an approval from the SEC Office; “trust manager” means a person performing the duty of a trust manager pursuant to trust instrument
ผู้รับผิดชอบในการด าเนินการ (ช) หนังสือรับรองความถูกต้องของข้อมูล เพื่อยืนยันว่าโครงการจัดการลงทุน ต่างประเทศมีคุณสมบัติครบถ้วนตาม Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and
.: _________________________ Part E: Independent Oversight Entity of the Passport Fund (Trustee/ Fund Supervisor) Same as Custody No [if “No”, please provide further information below] 23) Name of Independent Oversight Entity
.: _________________________ Page 6 of 9 Form 35 – ARFP CIS Part E: Independent Oversight Entity of the Passport Fund (Trustee/ Fund Supervisor) Same as Custody No [if “No”, please provide further information below] 23) Name of
required; - SEC official considers the clarification of the applicant and discusses the case initially with the supervisor (if any); - The responsible department concludes the consideration and proposes for