lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and  private sector in compliance with ease of doing

compliance with the law. Thus, the offenders became subject to the penalties under Section 300 in conjunction with Section 33, and liable to the penalties under Section 268 of the SEA. The total fine amount

monitor investee companies responsibly for clients? best interest. Declaration of voluntary compliance with the I Code is expected for launch in 2017 and the disclosure of information based on the I Code

their risk level in compliance with the governing rules.    

Businesses, dated 3 July 2018) is to be revoked;                 2) DA operators are to be required to seek approval from their CEO* before launching any advertisement. Additionally, DA operator’s Compliance

งานด้านการประกอบธุรกิจและการการกำกับดูแล (business & compliance) ซึ่งเป็นผลสืบเนื่องจากการประชุมเชิงปฏิบัติการ (workshop) เกี่ยวกับการพิจารณาคำขออนุญาตธุรกิจสินทรัพย์ดิจิทัลร่วมกับผู้ทรงคุณวุฒิจาก

business operators and organizations related to the capital markets to be aware of the importance of compliance with the Personal Data Protection Act. SEC’s suggestions in four main issues will help the

be in compliance with the rules, conditions and procedures as prescribed by law. Currently, only government debt instruments and investment grade debt instruments are eligible for repo agreement

performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and

protection of human rights and in compliance with international codes of ethics, and (4) operating with transparency and having a fair procurement system against frauds and bribery.   “SEC gives an