The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
transparent and fair management in line with international standard good governance guidelines, we are building trust and confidence of in all parties involved, including stakeholders and market participants
สิ่งที่ส่งมาด้วย 2 ไฟล์ Standard Data Format (แนบ กลต.นธ.(ว) 35/2565)
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
regulatory improvement and international standard compliance. The official assessment results, which would enhance the confidence of domestic and foreign investors, are expected in mid-2019. For the next three
countries were accordingly held to enhance the cooperation and consultation with a view to accomplishing comparable quality of audit work and financial reports across the region.The 3rd ASEAN Audit Inspection
Assessment Program (FSAP), which resulted in further regulatory improvement and international standard compliance. The official assessment results, which would enhance the confidence of domestic and foreign
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries