หารือกับ H.E. Mr. Sou Socheat, Director General (ที่ 2 จากขวา) และ Mr. Khy Pochchhy, Head of Research and Securities Market Development Division, Securities and Exchange Commission of Cambodia (ขวาสุด
- Deputy Director General of Securities Research and Training Center (SRTC) Mr. Nguyen Quang Thuong, Deputy Director General และคณะผู้บริหารจาก The State Securities Commission of Vietnam (SSC) ในโอกาสมาดูงาน
and Presentation in Analyst Research Reports” for capital market professionals i.e., securities analysts and fund managers. CFA Institute contributes the Guidelines to incorporate ESG factors into their
Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E
, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
with regulating auditors around the globe, and a member of ASEAN Audit Regulators Group (“AARG”). Memberships of both IFIAR and AARG facilitate the promotion of international cooperation and enable the
. Dr. Kiratipong Naewmalee Senior Research Fellow, Thailand Development Research Institute 4. Mr. Thawatchai
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital