rendered improper benefit to a client differentiated from it should 9 be, since the intermediary also receives the interest as a result of such service or of the outcome of a transaction carried out on
financing and creation of encumbrances, under Clause 17; (10) the asset appraisal, under Clause 18; (11) the related party transaction with the trust manager, under Clause 19; (12) the transactions with the
securities company shall send a report on a client’s assets as of the last business day of each month to the client within the fifth business day of the following month, except the month where no transaction
last business day of each month to the client within the fifth business day of the following month, except the month where no transaction causes a movement or change in the client’s assets under custody
out Transaction Confirmation of Clients _______________________ Clause 25 After a client has made a decision for investment or entering into a transaction, an intermediary shall report or inform the
ensure that no securities trading transactions of clients shall be revised in violation of or inconsistent with the specified methods and procedures. Chapter 5 Sending out Transaction Confirmation of
130,404 130,348 Total average number of money transfer transactions per day (transaction) 13,353 18,065 23,062 25,985 27,287 In 2Q18, FSMART continued to grow dramatically and be able to maintain as the