be able to specify ways to prepare SMEs related to the industrial sector that want to raise funds according to the needs and readiness of SMEs at each stage of development in order to facilitate it
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all securities which come with high application fees and do not answer the need of business operators who...
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote investment discipline among working-age population by conveniently investing at least 1,...
) strengthening the business environment through intellectual property enforcement, regulatory reform, and improved competition policy; b) improving transparency; and c) strengthening the financial sector
Olymp Trade หรือ Application "Olymp Trade" - ยังไม่ได้รับใบอนุญาตธุรกิจสินทรัพย์ดิจิทัลยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 28/01/2566)
Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth Securities Company Limited, had made trading orders before informing the client who did not mak...
be paid through the paying agents. (For further details of the Project, please visit www.start-to-invest.com or tel. 1207 ext. 3).The SEC held "Pay@ modern trade - chase your first million" seminar in
Facebook page "MTS GOLD TRADE Online" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook page อ้างชื่อ จินฮั้วเฮง GOLD TRADE : Unlicensed securities and derivatives business (Disclosure Date : 27/03/2024)