caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
the extent that the Institutional Investors and their clients are best served by the Related Service Providers. Investment Governance Code 41 Principle 3: Institutional Investors Should Make Informed
from derivatives for clients; “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of
where a foreign company has been established. 1 Law on State Administration means the State Administration Act B.E. 2534 (1990). 3 Part 1 General Provisions ______________________ Chapter 1 Scope of the
consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting
agenda. 8. The directors of the board of committee who are not connected people has resolved to accept this due by reasonable. 9. The nature and extent of the interest of the connected persons in the
. The nature and extent of the interest of the connected persons in the transaction 10.In this Business Size has not over 20 million baht but over than 3% of NTA value of the company, So the company has
has resolved to accept this due by reasonable. 8. The nature and extent of the interest of the connected persons in the transaction : -Non- 9. This transaction allows to standard of receiving and
the board of committee did not vote in this agenda. 8. The directors of the board of committee who are not connected people has resolved to accept this due by reasonable. 9. The nature and extent of the