Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that
example, each party shall pay the fee once a year in order to reduce the burden of business operators who, at present make payments of fees several times a year. SEC has made the public hearing document
SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the
without his client's orders. Such trading was made in high volumes for several consecutive days, decreasing the number of shares in the said account. {A} then used the client's money to gradually purchase
and BCP several times and learned of the final negotiation result that SOLAR and SUNTECH were likely to win the bid for BCP?s 3,200 million baht solar power plant project where SOLAR will be entitled to
been implementing several measures for preparing market participants for the amended rules. More emphasis is on sufficient and reliable disclosure of information by issuing companies and financial
financial statements. In addition, the auditor was unable to express opinion on the company?s 2012 financial statements due to limitation on scope of audit imposed by its management in several matters
several days. When the client ordered to sell the securities actually sold by {A}, he instead sent the selling order for other securities of the client. {A} admitted that job stress caused him to decide to
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him