intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way
Exchange Act to regulators of auditors, or regulators of underlying goods or variables of derivatives contracts. The Securities
ก.ล.ต. ร่วมกับองค์กรกำกับดูแลการสอบบัญชีของมาเลเซีย สิงคโปร์ และอินโดนีเซีย จัดประชุม ASEAN Audit Regulators Group (AARG) Meeting โดยมีผู้สอบบัญชีจากสำนักงานสอบบัญชีชั้นนำของโลกร่วมหารือเกี่ยวกับกฎ
or https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8301 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability
addition, we encouraged regional cooperation in setting mutual supervisory standards and extended our endeavors with international regulators to create positive operating environment for cross-market
รายงานการประชุมคณะกรรมการตรวจสอบ ครั้งที่ 4/2548 Ref.: SET-2017-026 December 22, 2017 Subject: Signing on the Memorandum of Understanding to Invest in Medical Service Business for Healthcare and
Understanding to Invest in Medical Service Business for Healthcare and Esthetics under Trademark “Wuttisak” dated December 22, 2017 Since Filter Vision Public Company Limited (“the Company” or “FVC”) declared to
initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources
understanding on “Dissemination of Financial and Investment Literacy and Promotion of Savings for Students and Youth,” between Apirom Sukprasert, BAAC Manager, Ruenvadee Suwanmongkol, SEC Secretary-General, for
, further contributing to the economic relations between the two markets. This aligns with the objectives of the Memorandum of Understanding for Strengthening Economic Relations between the Kingdom of