Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 6. Notification of the Office of the Securities and Exchange Commission OrThor. 28/2543 Re: Guidelines for the
Intermediaries (Synopsis) 10/10/2014 01/01/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries 07/04
Securities and Exchange Commission Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 Contact The Securities and Exchange Commission, Thailand 333/3
)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch
Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other
operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management
Exchange shall be at the rate of 0.001 percent of the trading value, regardless of whether such trading is for clients’ accounts or proprietary account, deducted by the following items: (a) the trading value
บริษัทหลักทรัพย์ไทย ที่ กส. 3/2556 เรื่อง หลักเกณฑ์ และวิธีการเกี่ยวกับการลงทุนในหลักทรัพย์เพื่อบริษัท (Proprietary Trading) ลงวันที่ 30 ตุลาคม 2556 8. แนวทางการปฏิบติงาน เรื่อง การพิจารณา