for capital market transaction, an appraisal company in capital market and a lead appraiser shall perform duties in accordance with standards and ethics regarding appraisal profession and with
Court, which will cover the issues of bias, undue process or abuse of power. Moreover, the SEC has in place a process of operation, including a rule-making process, to prevent commercial or other sectoral
elements of the financial reporting ecosystem, from better education and training to more rigorous monitoring and enforcement. And it is only when the appropriate processes are in place and the people
ตลาดหลักทรัพย์แห่งประเทศไทย กระทรวงพาณิชย์ หน่วยงานอื่น ๆ คู่มือและแนวปฏิบัติ ข้อมูลบริษัทจดทะเบียน การประเมิน ระดับประเทศ ระดับบริษัทจดทะเบียน ESG Edu-place ESG Data บทความ กิจกรรม FAQ หลักการกำกับดูแลกิจการที่ดี
Fax. - 5. MACQUARIE SECURITIES (THAILAND) LIMITED 28TH FLOOR CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2694-7999 Fax. 0-2694-7878 6. MAYBANK SECURITIES
take legal action against wrongdoers. This includes imposing penalties on any securities firm that gets involved or colludes with the commission of such offense. Furthermore, the SEC has issued
are comparable to this Notification. Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk
Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to prevent the use of securities
. (Unofficial Translation) - 3 - Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to
to inform the resolutions of the Board of Directors’ meeting, held on 19 July 2018 granted approval for a disposition of assets. The details are as follows; - Transaction date : Expected to take place