specifying securities, amount and price. The clients accepted his trading decision without asking for any information on market condition or relevant securities. In Kacha case, the SEC found that he did not
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
a company in a client’s trading account by asking the client to sell the shares and transfer the redemption money into her own deposit account. She claimed that she would use the money to invest in
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
? rights.? Pliu Mangkornkanok, IOD Vice Chairman said that ?The demonstration of a clear stance in voting and asking queries on CG and anti- corruption issues by the Thai Investors Association does not only
their trading decisions without objection or asking for any information of those securities. In addition, it was found that a client of Onjira asked her to make trading decision on his behalf while Wasana
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
their own roles and emphasize on shareholders? rights.?Pliu Mangkornkanok, IOD Vice Chairman said that ?The demonstration of a clear stance in voting and asking queries on CG and anti- corruption issues
precise language that stakeholders will easily understand. These communication tools will surely benefit for organizations and public. Also, all of us must be more cautious about asking, sharing, using