making of investors. For example, company does not disclose information that affects financial position or does not submit financial statements or financial statements are incorrect** and will fall into
on the revision of rules on net capital applicable to securities companies and derivatives brokers to accurately reflect the financial position, prevent excessive burden on the business operators and
3Q2017. For 9M2018, Net Proft of Baht 1,643.2 million, a 6.5% increased from 9M2017 with Normalized Net Profit of Baht 1,654.1 million, a 52.5% increased from 9M2017. 1. RESULTS OF OPERATION Consolidated
take the highest responsibility in managing the company’s affairs, regardless of his position called otherwise; (3) “person with power of management” means a deputy manager, an assistant manager, a
hedging 3. position of each types of goods or variable 4. position of each counterparty 5. position that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d
adequacy according to standard required by the Office, or any other higher standards approved by the Office; (b) the limit of derivatives position (position limit) held by the company at any time considering
TRANSLATION) (a) system for the calculation of capital adequacy according to standard required by the Office, or any other higher standards approved by the Office; (b) the limit of derivatives position
this English translation is strictly for reference. 3 Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers
in every 3 months. And because the staffs of warehouse operation have to administrate the document and to manage the finished goods in the rental warehouse, it is a necessity to rent a warehouse office
benefits of a derivatives business operator or in connection with derivatives business in a position or a nature of work related to derivatives trading, solicitation or provision of advice relating to