Mrs. Praweena Sodawong Mrs. Praweena Sodawong conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

Mr. Warakom Homtuanlom Mr. Warakom Homtuanlom conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

licenses and relating assets at the amount of Baht 1,479.09 million in 2017. The impairment of assets related to the licenses were estimated the recoverable amount of value in use, determined by discounted

Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses

the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses.   The

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses. The licensing

and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposal, the capital requirements imposed on those business operators will better reflect operational risk

services as permitted under their licenses.  In addition, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The consultation paper is available on www.sec.or.th

, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to