failure to prepare and submit an annual registration statement for the year 2020 (Form 56-1) within the period specified by the Capital Market Supervisory Board resulted from the instruction or the failure

Capital Market Supervisory Board. Mr. Roongroj later filed the report (Form 59-2) to the SEC Office on May 23 and 26, 2022. SEC Act S.59 Settlement Committee Meeting No. 8/2022 Settlement Committee

Capital Market Supervisory Board. Mr. Viboon later filed the report (Form 59-2) to the SEC Office on May 17, 2022. SEC Act S.59 Settlement Committee Meeting No. 8/2022 Settlement Committee Order No

and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of

statement for the year 2018 (Form 56-1) to the SEC office within the period specified by the notification of the Capital Market Supervisory Board which is within April 1, 2019. However, IFEC submitted the

2018 (Form 56-2) to the SEC office within the period specified by the notification of the Capital Market Supervisory Board which is within April 1, 2019. However, IFEC submitted the annual report for the

to the SEC office within the period specified by the notification of the Capital Market Supervisory Board which is within May 15, 2019. However, IFEC submitted the financial statement for Q1/2019 to

to the SEC office within the period specified by the notification of the Capital Market Supervisory Board which is within August 14, 2019. However, IFEC submitted the financial statement for Q2/2019 to

to the SEC office within the period specified by the notification of the Capital Market Supervisory Board which is within November 14, 2019. However, IFEC submitted the financial statement for Q3/2019

year 2019 to the SEC office within the period specified by the notification of the Capital Market Supervisory Board which is within March 31, 2020. However, IFEC submitted the financial statement for the