with the opinions of the bondholder representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should
their clients from their own assets. Additionally, investment token issuers would be prohibited from seeking benefits from their clients’ DA under custody. The consultation paper is available at https
judgement and ordering each party to pay there own costs and expenses.25/02/2019 The Civil Court delivered a judgement ordering the defendant to pay a civil penalty and a compensation at an equal
: - have robust checks and balances mechanisms in place in every critical business system; - have effective business continuity management and plans; - have a customer onboarding and Know Your Customer
One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices
custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner
. In taking custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in
assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner that is
the IP address of KTB Securities for a certain period of time. She used her own money to trade securities since the account was opened.(1) Using client's account to trade securities for one's own
Statistics...........................................................................................37 Contents Executive Summary Over the past year, the SEC continued to build on a robust foundation for