appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance
receiving a payment for a securities trading for any person; 5. Placing money or other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment
to exercise their duty to oversee listed companies in preparing accurate and appropriate financial reports. To view the recorded video of the live talk, please click on this link: https
application for change of information in Company Account to the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the
▪ ESG engagement for fixed income investors ▪ ESG engagement for sovereign debt investors ▪ Getting started with collaborative engagement Develop a dedicated Stewardship Policy: ▪ Consistent with local
staff, as well as making it difficult to attract new talents. To improve the retention rate of high-potential employees, several audit firms started to adapt their strategy and policies concerning
that the derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the