Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of
management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to
Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.section 105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.104 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023