To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
back the assets, either to utilize for their business activities or to manage. The asset disposals, therefore, have impact on present and future business operation, financial condition, revenue structure
companies who intend to manage SRI Funds and, hence allow more funding to be allocated to public and private sector-led projects underway to promote sustainable development, reduce carbon emissions, or
law and standards. Principle 6.2 The board shall establish an audit committee that can act effectively and independently. Principle 6.3 The board should manage and monitor conflicts of interest that
to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents
businesses to manage their liquidity which has been pressured by the intensified effects of the Covid-19 outbreak. While some SMEs may apply for loans under government lending measures, the overall level of
ศรษฐกิจชะลอตวัและการปิดการด าเนินงานชั่วคราวของ INGRS ทัง้ในประเทศอินโดนีเซยี อินเดีย ไทยและมาเลเซีย การบงัคบัใชม้าตรการท่ีเรยีกวา่ “Movement Control Order (“MCO”)” หรอืการจ ากดัพืน้ท่ีก าหนด โดยรฐับาลแต
ศรษฐกิจชะลอตวัและการปิดการด าเนินงานชั่วคราวของ INGRS ทัง้ในประเทศอินโดนีเซยี อินเดีย ไทยและมาเลเซีย การบงัคบัใชม้าตรการท่ีเรยีกวา่ “Movement Control Order (“MCO”)” หรอืการจ ากดัพืน้ท่ีก าหนด โดยรฐับาลแต
case of movement or changes in transactions. This significantly decrease the time of each process because each activity in the Capital Market has complicated process and steps regarding document
Professional Mobility framework to facilitate the cross-border movement of investment advisers and the publishing of research reports. ACMF will formalise the arrangements in the second half of 2018.The ACMF