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12 การยกระดับความเช่ือม่ัน Source : https://www.set.or.th/th/about/setsource/insights/article/318-set-boost-supervision ยกระดับกระบวนการก ากับดูแลท้ัง 5 ขั้นตอน กระบวนการ Pre-Listing & Listing
พันธมิตรและความเช่ือมโยงกับตลาดอ่ืน รวมถึงแลกเปล่ียน ประสบการณ์ในการท า financial statement surveillance 16 ยกระดับคุณภาพงานสอบบัญชี 2,860,000 - พัฒนา E-Audit Workpapers และสร้าง EQCR & Monitoring teamให้
needs under the “Segment of One” while also placing emphasis on the offering of financial innovations and products, including those of the “Beyond Banking” realm, in order to deliver an excellent customer
enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3
serve as the basis for the Guidelines on corporate governance of banks issued by the Basel Committee on Banking Supervision, the OECD Guidelines on Insurer and Pension Fund Governance and as a reference
companies from the Bank of Thailand; 2. Letters seeking legal opinion and invitation letters for seminars; 3. Research, risk monitoring from Bloomberg. ✓ 1.2 Sources of personal data The SEC Office receives
inspection results in the 3 inspection cycle (2017-2018); the score in each element of the quality control system of most audit firms was higher than that during the 2 cycle, notably the ‘monitoring’ element
scope of rules and regulations which would serve as standards for derivatives fund management must be set out for the supervision of the derivatives business in the category of derivatives fund management