monitor https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public offering of digital token (Disclosure Date : 13/04
1.5 Where an Institutional Investor outsources its stewardship duties and responsibilities, the Institutional Investor should monitor the discharge of these duties and responsibilities to ensure that
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and transparent allocation procedure
collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the
9 (3); (2) have in place a system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and
from the responsible asset management company. In any case, investors should not leave their fund passbooks and savings passbooks with bank officials. Also investors should monitor movement of mutual
assets, SEC must closely monitor and supervise digital asset businesses and educate investors so that they become knowledgeable and capable of managing their own risks,” added the Finance Minister . Mr
appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance