, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
for promoting good corporate governance as it reflects their commitment to responsible investment management for the best interest of investors. One of the I Code key principles is to monitor invested
, sustainable, and transitional taxonomy for ASEAN. ACMF will also continue to monitor international developments on the convergence of sustainability disclosure standards, to further inform ACMF’s initiative on
1,976,645 sheets per year,” said SEC Secretary-General.Interested parties can monitor progresses of the regulatory guillotine scheme at the SEC website: https://www.sec.or.th/RegulatoryGuillotine
market and help build investors’ confidence. Relevant public and private institutions will continue to work together, monitor the situation, and provide additional measures to ensure the normal and
liable to sanctions. On the other hand, investors should trade securities themselves or, if need be, assign authorization according to securities company regulations and monitor their own portfolios
rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and fully cooperate with relevant authorities in subsequent processes after the filing of the criminal
judicial discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and fully cooperate with relevant authorities in subsequent
the specified level compared to the total number of outstanding shares. Additionally, the brokerage firm should monitor customer trading behavior to prevent inappropriate trading activities; (4) To
monitor, control, and manage risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of members to ensure efficient securities