. Clause 21. A securities company shall clearly determine the method and procedure for amending the trading transaction of the client in writing. Moreover, securities company shall monitor the amended
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
from time to time, to allow the SEC Office to monitor compliance with this Notification, within a time period specified by the SEC Office, provided that the requirement does not cause unreasonable burden
and/or resolution. Annually screen and monitor all companies in the portfolio for deforestation and conversion performance to ensure that all relevant companies are not breaching deforestation-specific
the expansion of their customer base, along with the push into retail sales as the main channel; by increasing the number of service stations and aggrandizing thruput per station. The sales volume in
responsibilities? 5 Does the firm have responses to quality risks to monitor the workload and availability of engagement partners and audit staff? If yes, please describe. 6 How does the firm manage planning
process used by the organization to identify, assess, prioritize and monitor nature-related dependencies, impacts, risk and opportunities. (4) Metrics and Targets: Disclose the metrics and targets used to
close management and monitor of performance of over 1,500 personnel in on-ground marketing teams and cash van sales force to promptly action on any changing circumstances in order to bond good relations
to serve in the board of directors to monitor and supervise the company’s management on their behalf. To establish a circle of trust between the shareholders and the company, a corporate governance
which may benefit from a social project. It also includes an expansion of examples of project categories and target populations. June 2020 Social Bond Principles Voluntary Process Guidelines for Issuing