advantage of the fund and its holders. In cases where front running is committed by an executive of an asset management company under the SEC?s supervision, administrative measures, i.e., warning, probation
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
investors to use its services, either via its website or Facebook Page: {X1}. On 5 April 2021, the SEC issued a warning letter requiring {X1} to submit a written response but {X1} failed to submit a response
allocation prepared prior to investment. 3.2.3 Monitoring and Control of Investment (1) Having an early warning system to ensure that investment has been done in accordance with investment limit of each scheme
% Rental Revenue 1,118.2 1,025.3 (92.9) (8.3%) Gross Profit 672.9 485.8 (187.2) (27.8%) Gross Profit Margin 60.2% 47.4% GPM before adjustment with PPA 61.1% 47.9% Revenue from Sale of Investment Properties
Manesar amounting to Baht 6.34 million. (c) Recognition of gain on fair value adjustment of investment property during the 3- months period ended 31 October 2018 amounting to Baht 5.56 million. 2.2 PBT for
and closing restaurant business in Q3/2019. However, company can secure bottom line with net profit 2019 increase of 12%, mainly are from o Business adjustment on rice business by focusing on mix
restaurant business in Q3/2019. However, company can secure bottom line with net profit 2019 increase of 12%, mainly are from o Business adjustment on rice business by focusing on mix fragrance rice and