Rules, Conditions and Procedures for Providing Services as Securities Registrar

Rules on Undertaking of Derivatives Business for Licensed Derivatives Advisors

Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies

Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange

Filing of Registration Statement for Offer for Sale of Securities (No. 3)

Rules, Conditions and Procedures for Establishment and Management of Mutual Funds for Solving Financial Institution Problems

Selling of Securities in Foreign Country by Securities Company Without Having Possession

Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies

Filing of the Registration Statement for Securities Offering

Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds