well as other social media, to invest in securities or futures. The solicitation was made with a promise to manage investment to achieve high rate of returns within a short period of time, providing that

and manage investors’ investment portfolio? What are the roles of the “Finfluencer” in providing quick and easily accessible advice? How can regulators employ technologies to monitor and protect

manage their business with more liquidity and efficiency, as well as to alleviate their burdens and costs in related to their operation of their businesses, for the quickly ever-changing business

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

back the assets, either to utilize for their business activities or to manage. The asset disposals, therefore, have impact on present and future business operation, financial condition, revenue structure

companies who intend to manage SRI Funds and, hence allow more funding to be allocated to public and private sector-led projects underway to promote sustainable development, reduce carbon emissions, or

law and standards. Principle 6.2 The board shall establish an audit committee that can act effectively and independently. Principle 6.3 The board should manage and monitor conflicts of interest that

to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents

/2019 held on February 26, 2019, has passed the resolution to approve additional financial support from Link Capital I (Mauritius) Limited (“Link Capital I”) in form of a secured loan for the amount of

loans that ACAP secured from other persons which were at the rates of 4.40% – 8.00% per annum.  Furthermore, the lending period was not clear; there is a risk of default on the debt repayment; the use of