Exchange Commission   Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018

terms and conditions, and a cancellation of immediate payment obligation of SABUY258A bond.   Regarding SABUY263A bonds:(1) A waiver of the obligation to maintain the net debt-to-equity ratio

Development Master Plan (CMDMP). 3. Net Capital requirements of securities firms Securities companies will be required to maintain additional 7 percent net capital as a cushion for their derivative liabilities

maintain trust from shareholders and stakeholders consistently. In addition, the role of shareholders to follow up companies? business operations will help promote companies? transparency and accountability

each type of capital market products and investment proportion. Trading orders will be executed according to the selected portfolio advisory and will be monitored and rebalanced to maintain its

). Concurrently, the SEC is unable to maintain his name on the Executive Database.In any case, the filing of a criminal complaint commences the criminal justice administration; whereby the court will judge the case

on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without

wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant

derived from the redemption of fund units on the condition that the investors maintain the investments for at least eight years from the purchase date._____________________

investment grade quality. Moreover, management companies are required to maintain investment proportions as specified by the SEC while information of invested securities must be publicly disclosed in