made available, including articles as well as local and international developments in such areas while ?AC Corner? has been set up as a communication channel with audit committees. Furthermore, the
date of information amendment to allow investors sufficient time to digest the information and review their investment decision. Investors already made subscription, if change their decision after
securities trading decisions on behalf of the client. She then continuously made trading decision on behalf of the client for more than three months in high value and volume trades. {A}'s action was deemed as
securities trading account of another person for her own or others? benefits in such a way that taking advantage of others. The selling was made by using material non-public information concerning a 129.83
clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing
trading room. He failed to keep all clients' trading orders and some trading orders were made after the trades were executed. In addition, {A} has already been suspended by Hua Seng Heng Gold Futures Co
intimates for their own benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to RPC share price. The information, of which they learnt as
were made in such a way that taking advantage of others by using non-public information material to {X1} Company share price. The information, of which they learnt as {X1} Company directors, was about
during April 8 - June 15, 2010, {A} {B} and {C} had purchased SPSU shares through securities trading accounts of {D} and {E}. The purchases were made in such a way that taking advantage of others by using
unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co., Ltd. (BF