-aligned transitions. The aim is to support the rapid growth of a transition bond market as part of larger and liquid climate-related market. We seek to deliver confidence for investors, clarity for bankers
maintaining net liquid capital as of the date on which the securities business license becomes effective at the level not less than the rate specified by the SEC; (4) in cases where the finance and securities
รองรับ orderly wind-down ของ บลจ. ผู้แสดงควำมคิดเห็นเสนอให้ลดระดับกำรด ำรงเงินกองทุนเพื่อรองรับ orderly wind-down ด้วย liquid capital ของ บลจ. จำก 3M-exp เป็น 1M-exp เนื่องจำกเห็นว่ำ เป็นภำระมำกเกินไปและ
the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange Commission governing the maintenance of financial status of a licensed securities company; (2
derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange Commission
derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange Commission
branch office, provided that on date the derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification
operating results included in the consolidated financial statements, together with the increase in sales of liquid products and products because the company becomes more well-known and able to expand its