approved the proposed revision with the key points as follows:           (1)  To separate the criteria for IA approval renewal from those for IC and IP to allow for the specific determination of knowledge

liabilities. 2. SEC Board Structure: Instead of ex-officio Minister of Finance, the SEC Board Chairman shall be appointed from experts and a separate supervisory board (the Management Board) shall be

Bangkok, 30 January 2018 ? The Criminal Fining Committee has imposed separate fines on Mandawee Tour Co., Ltd. and Mr. Prasit Jiewkok, at the total amount of 1 million baht, on the ground of publicly

amount of 33,339,500 baht for using inside information to purchase shares of Siam Makro Public Company Limited (MAKRO), and (5) Somsak Chiarawisithkul and (6) Areeya Asvanund at a separate, equal amount of

, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of

make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light

share price of S.E.C. Auto Sales and Services Plc (SECC) during September 12 ? November 24, 2008. The SEC also filed a separate complaint against Suriya for colluding with the said securities company

the business entities which have obtained company registration from the Ministry of Commerce have legitimacy to undertake derivatives businesses which in fact require separate licenses from the SEC

separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL

comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment