Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit (1) the reviewed financial statements for Q1/2014, (2) the reviewed financial statements for Q2/2014 to the SEC and
Mr. Punya Kritiyawong Mr. Punya Kritiyawong, the managing director responsible for the operation of L.V. Technology Public Company Limited (LVT), failed to supervise LVT to prepare and submit (1) the
Ms. Jurairut Bonaitern Ms. Jurairut Bonaitern, Director responsible for the operation of Scan Global Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the audited
Mr. Rapeepat Katekawee Mr. Rapeepat Katekawee, Director responsible for the operation of Scan Global Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the audited
Mr. Sawin Chindakul Mr. Sawin Chindakul, managing director responsible for the operation of Energy Earth Public Company Limited (“EARTH”) failed to supervise EARTH to prepare and submit (1) the
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
Court issues a final order allowing a class action, the limitation period for bringing the complaint for the members of the class shall be interrupted from the date on which the plaintiff submits the
specified period of time. In this regard, the period as prescribed in Clause 5 shall be interrupted until the applicant correctly and completely provides explanation or submits further evidentiary
market conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in