Tortor. 28/2553 Guidelines and procedures in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis)   114 6. Notification of the

in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis)   114 8. Circular   7/2559    15/03/2016 9. Circular   20/2556    29

. Notification of Capital Market Supervisory Board  Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied)   08/07/2016 01/08/2016 3. Notification of Capital Market

, which increased by Baht 17.13 million or 66.50% compare with the same period of 2019. This is because of increasing in underwriting income by Baht 7.52 million and selling agent fee income increased by

each type of business: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management; (6) derivatives broker. Clause 6 The total

.pdf Notification of Capital Market Supervisory Board TorThor. 12/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) http://capital.sec.or.th/webapp/nrs

Supervisory Board TorThor. 12/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1

securities business in the category of securities brokerage, securities dealing or securities underwriting, and (2) a person licensed to undertake the derivatives business in the category of derivatives agent

other businesses under other licenses and approvals granted by the SEC, namely brokerage, dealing and underwriting of securities, private fund management, and derivatives selling agent; 2. The IPO

categorized as securities brokerage, securities dealing, securities underwriting and mutual fund management, and allow such businesses to participate in the regulatory sandbox program, which has already