and contents provided herein. Please click here to view the fact sheet template. On-going requirements of CIS Operators (for Inbound only) The followings are on-going requirements for CIS Operator
and contents provided herein. Please click here to view the fact sheet template. On-going requirements of CIS Operators (for Inbound only) The followings are on-going requirements for CIS Operator
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case
businesses are categorized into three types: (1) digital asset exchange; (2) digital asset broker; and (3) digital asset dealer. Digital asset exchange means a center or a network established for the purposes
not becoming an empty box (without business operations). The intermediaries are required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2
, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
judgement on corporate affairs. Principle 3.3 The board should ensure that the policy and procedures for the selection and nomination of directors are clear and transparent resulting in the desired
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four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The