securities and derivative contracts that the clients wish to trade with no limit, in order for investors to have options and opportunity for investment in products that they wish to invest in, and the stop

the time of the misconduct from 2015 to 2017 holding the positions of director and executive of NMG – made a joint decision to approve, order and arrange a recording of false advertising income in the

^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=240&rows=10 241 - 246 of 246 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Fining Committee imposes fines on false

://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215 Criminal Fining Committee imposes fines on false statement and insider trading of RASA shares Bangkok, 21 September 2016 ? The Criminal Fining Committee has

prospectus contains any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the issuing company or the

confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically stipulate a position limit of their clients, the

confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, 3 which specifically stipulate a position limit of their clients, the

a secured log-on procedure; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source

; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source code. Additional Guidelines 1

intention to conceal the fact and fabricating false evidence.  She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses.   Following a referral from