DBS Vickers Securities (Thailand) Co.,Ltd. Between May 29, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to maintain net capital
Electronics Industry Public Company Limited Electronics Industry Public Company Limited, failed to prepare and submit the financial statements for the year 2014, the annual registration statement for
Mr. Katsuyuki Mizumachi Mr. Katsuyuki Mizumachi , Chairman of Management Committee, responsible for the operation of Chuo Senko (Thailand) Public Company Limited (CHUO), failed to supervise CHUO
Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement
Mr. Virat Udomsinwatthana On June 13, 2007, Mr. Virat Udomsinwatthana failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr. Virat Udomsinwatthana acquired
Millcon Steel Public Company Limited Millcon Steel Public Company Limited (MILL), a securities issuer, failed to prepare and submit the copy of annual report for the year 2012 (Form 56-2, 2012) to
K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the audited financial statements for the year 2018 through the transmission
L.V. Technology Public Company Limited L.V. Technology Public Company Limited, a securities issuer, failed to submit the reviewed financial statements for Q1/ 2013 to the SEC Office and the Stock
K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the reviewed financial statements for Q1/2019 through the transmission system
K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the reviewed financial statements for Q2/2019 through the transmission system