system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into
to prevent conflict of interest; (2) risk management system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business
a professional. Clause 8 The policy for outsourcing operational function to a service provider under Clause 7(1) shall specify details and comply with the following rules: (1) scope and nature of the
as a professional. Clause 8 The policy for outsourcing operational function to a service provider under Clause 7(1) shall specify details and comply with the following rules: (1) scope and nature of
as a professional. Clause 8 The policy for outsourcing operational function to a service provider under Clause 7(1) shall specify details and comply with the following rules: (1) scope and nature of
refinanced, and, to the extent relevant, the expected look-back period for refinanced eligible Green Projects. The GBP explicitly recognise several broad categories of eligibility for Green Projects, which
caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
the extent that the Institutional Investors and their clients are best served by the Related Service Providers. Investment Governance Code 41 Principle 3: Institutional Investors Should Make Informed
; Harrison and Wicks, 2013). Stakeholder theory is closely related to CSR practices to the extent that it suggests how companies can develop long-term relationship with their stakeholders (Hillman and Keim
or practical issues before circulating those KAMs to the stakeholders in a broader range. In 2017, we published the Corporate Governance Code (“the CG Code”) for the listed companies as a guideline for