: Summary of rules on Mutual Recognition of Funds between Hong Kong Special Administrati Covered Funds in Hong Kong under HK-TH MRF (Outbound) 2.1 Application for establishment of a Thai fund under HK-TH MRF
-and medium-sized firms, especially those that have never been covered before. This collaboration will not only promote greater research coverage for investors' benefits, but also create more
. Meanwhile, the current regulations on such criteria has not yet covered risks associated with custody of clients’ assets for the digital asset business operators who can access into or transfer customers
. Discussions also covered guidelines on improving rules and regulations and enhancing operation to reduce costs and facilitate business operations for stakeholders in the capital market to enable them to
according to a client’s order which is not guided or solicited by the securities underwriter (unsolicited purchase or sale); (3) purchase or sale for its own proprietary portfolio resulted from an error in
(unsolicited purchase or sale); (3) purchase or sale for its own proprietary portfolio resulted from an error in making trading orders for clients; (4) purchase for its own proprietary portfolio in compliance
own proprietary portfolio resulted from an error in making trading orders for clients; (4) purchase for its own proprietary portfolio in compliance with the requirement of purchase of shares in the
resulted from an error in making trading orders for clients; (4) a purchase for its own proprietary portfolio in compliance with the requirement of purchase of shares in the Stock Exchange for delivering to
guided or solicited by the securities underwriter (unsolicited purchase or sale); (3) a purchase for its own proprietary portfolio resulted from an error in making trading orders for clients; (4) a
รายงาน ทีเ่มนู Submission Status ในระบบ OFAR เป็น “Validating” หรอื “Error”ส านักงานจะยังถอืวา่ ส านักงานยังไม่ไดรั้บรายงาน หรอืถอืเสมอืนบรษัิททา่นยังไมส่ง่รายงาน ใหส้ านักงาน เรยีน บรษัิทหลกัทรัพยจ์ัดการก