maintenance of such evidence during the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities
the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities company shall notify its
private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System to separate client’s assets from custodian’s assets, safe
person in and out of the unit responsible for custody the private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System
written consent from clients for the appointment of members as derivatives trading agent whereby the clients agree to [i] inform and provide members with information that allows unique identification of the
, Management and Investment of Mutual Funds Offered to Non-Retail Investors ; (2) investment units of a mutual fund of which the investment policy allows to invest in any asset generating returns upon complex
; (2) investment units of a mutual fund of which the investment policy allows to invest in any asset generating returns upon complex conditions which probably cause the mutual fund to take a loss more
fee 45,000,000 Baht. The lessor allows the Company to operate or construct the project for 18 months without cost. 4.2 The budget for design and construction of community mall project is worth
not exceeding 8,690,000 Baht in accordance with the agreement between Vinythai and PTT Global Chemical Public Company Limited that allows Vinythai to lay down it pipes for chemicals transportation in
challenging for exports but we are continuing to push into high value segments where the overall costs including logistics allows us to compete. Golden Lime Public Company Limited 4 MANAGEMENT DISCUSSION AND