(2018) whereby an application for a license would be required to be submitted to SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to
businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (2nd additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Informati...
, the investment advisory company shall notify the customer that securities investment may encounter both of the return and risk, regardless of the usage of advice from the investment advisory company
management to enable us to meet the demand for products and services through online platforms. From the start of the outbreak, the company has taken measures to protect its staff and customers, as well as
the SEC Office. − ✓ − 5 Investment consultant on complex products Type 2. − − ✓ Only examination on derivatives is required. Remarks: 1 The eligible courses must meet any of the following conditions and
: the rationale behind the Forestry Criteria 3. Climate Bonds Standard V3: the umbrella document laying out the common requirements that all Certified Climate Bonds need to meet, in addition to the sector
Change (AIGCC), said: “Stewardship models have rapidly evolved over the years, and the role of investors have changed alongside them. The pace of change is only accelerating to meet the urgent needs of
foreign company and a Singapore entity • In approving an arrangement, MAS will take into consideration the ability of the foreign company to meet the following criteria and assess on a case-by-case basis
Chairman said that ?AGM provides the opportunity for shareholders to meet with the company?s management and learn of the performance of the companies in which they invest. In addition, shareholders will be