=%E0%B8%AA%E0%B8%B4%E0%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... ICGN%20Institutional%20Investor%20Responsibilities_2013.pdf responsibilities of ownership are appropriately and fully delivered in

availability of information on the assets and their prices that appropriately and reliably reflect fair values;  2. Investments in units of foreign funds: In cases where such foreign funds are in compliance with

Finance and meet the SEC requirements regarding, for example, having adequate capital and putting in place measures to appropriately address cybersecurity issues. The approved operator must also conduct

require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals;   (5) To remove daily redemption fund from being classified as

has placed an emphasis on comprehensive risk management such as credit risk, market risk, liquidity risk, operational risk, cyber risk and strategic risk which are also covered and properly managed

methodology, and CCPH has duly engaged one of the renown financial advisory companies to do the valuation of CCPH and KPPH business as a whole. The Transaction was considered and calculated based on a number of

provide projected / forecasted financial statements which is merely optional, the issuer shall properly state the reasonable assumptions, including explanation of calculation methods on setting up such

managed appropriately, accounting for customers’ business operations and service provision.  Uplift of risk and compliance related functions to be more integrated and efficient by setting up “Risk and

court’s order, allowing banks to recover unpaid debt more efficiently. KBank has put in place preparations to duly accommodate the revisions. Policies and operational procedures have been revised and

Limited and its subsidiaries (“the company”) would like to clarify the operating results for the second quarter 2017 which have been reviewed and duly approved by the Board of Directors. For the second