terms of such B/E issues several times. The fraud was supported and assisted by (1) Mr. Thepthiwa Bootprom, who knew Mr. Krittiphat Ittisanyakorn and Mr. Sunchai Intarauksorn. In so doing, Mr. Thepthiwa
to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of IEC through the selling transactions of thermoplastic of an IEC project in Rayong province. In so doing, Mr. Bhusana
Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6
. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013
market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called; 5 Amended by the Notification of the Capital
Office]: (1) a mutual fund management company [according to the Securities and Exchange Act B.E. 2535 (1992)] having been operating such business; or (2) a company incorporated under Thai law besides the
intermediary shall comply with the following Notifications, as the case may be, in case of operating system of the branch office under the first paragraph relating to computer or electronic system: (1) the
comply with the provision as prescribed in Chapter 2. The intermediary shall comply with the following Notifications, as the case may be, in case of operating system of the branch office under the first