accused to pay a total fine of Baht 1,096,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court
ended December, 2013 to the SEC and the SET within the specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay fines of Baht 272,000 and Baht 258,000 respectively. Since
, contravening Section 343 of the Penal Code. On September 27, 2017, The Supreme Court ruled that the accused operated unlicensed securities business in the name of BENSON DUPONT in violating section 90 of SEA and
PLC (CWT) by allowing the use of his trading account. On March 14, 2011, the Criminal Court sentenced the accused to pay a fine of Baht 600,000 for violating Sections 243(1), (2), 244(2), (3) and 296 of
statements for Q2/2009 with SEC and the SET within specified period. The Court sentenced the accused to pay a fine of Baht 60,000. Since the accused pled guilty, the Court reduced the fines by half, resulting
year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged
offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 18/09/2013
financial statements for Q1/2013 and Q2/2013 to the SEC and the SET within the specified period. The Bangkok South Criminal Court sentenced the accused to pay a total fine of Baht 347,500 and a further fine
of the Capital Market Supervisory Board. The Criminal Court sentenced the accused to pay a total fine of Baht 418,500. Since the accused pleaded guilty, the Court reduced the fines by half, resulting
period. The Criminal Court sentenced the accused to pay a total fine of Baht 389,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 194,500 and a further